Advanced Diploma of Financial Licensing Management - FNS60715

AFMA

Type of institution: Registered Training Organisation
Level: Pre-degree
CRICOS:

This qualification is designed for individuals occupying the position of responsible manager in a financial services organisation. At this level individuals are expected to apply specialist skills and knowledge in a range of situations to deal with complex situations and issues. They work across a broad range of technical or management functions with accountability for personal outputs and for team outcomes.Licensing/Regulatory Information Work functions in the occupational areas where this qualification may be used are subject to regulatory requirements. Refer to the FNS Implementation Guide Companion Volume or the relevant regulator for specific guidance on requirements.

Subjects

  • Provide advice in derivatives
  • Establish, supervise and monitor practice systems to conform with legislation and regulations
  • Comply with financial services regulation and industry codes of practice
  • Prepare trading strategies for clients
  • Determine client requirements and expectations
  • Plan and establish compliance management systems
  • Manage premium customer relationships
  • Determine and manage risk exposure strategies
  • Advise clients on financial risk
  • Hedge financial products
  • Provide advice in securities
  • Undertake risk identification
  • Provide advice in foreign exchange
  • Analyse financial market products for client
  • Provide appropriate and timely information and advice to clients
  • Provide leadership across the organisation
  • Provide appropriate services, advice and products to clients
  • Develop and implement risk mitigation plan
  • Establish or review human resources, administration and information support
  • Price financial transactions
  • Record and implement client instructions
  • Conduct product research to support recommendations
  • Assess risks

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